Wednesday, July 25, 2012

TFOG 7/24/12 - Senate Bill on Securities Penalties - SEC Fines

TFOG 7/24/12:

In the Congress at the Senate:

S. 3416. A bill to enhance civil penalties under the Federal securities laws, and for other purposes; to the Committee on Banking, Housing, and Urban Affairs.

S. 3416 the ‘‘Stronger Enforcement of Civil Penalties Act of 2012’’. Includes in Section 2 Updated Civil Money Penalties for Violations of Securities Laws.

Scope includes SEC Acts 33, 34 & 40 Penalties.

BILLS-112s3416is your weblink to the practice of  Dean T. Carson II, CPA following the lines of Decision Making with relevance to Government, Industry, Non Profit and Individual Financials to meet Clients on Services Opportunities and considering the importance of your connection as a Decision Maker to the process and rules of  Governance and Compliance.

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