SEC Rules from Dodd-Franks Large Trader Rules, Final Rule Iss 8-3-11, Eff 10-3-11

Watching Dodd-Franks Final Rules, here is SEC Final Rule on Large Trader's as issued on 8/3/11 and Effective at 10/3/11. Re: Broker-Dealers

Note: If the Document below appears with symbols simply refresh within the browser to clarify as text.

SEC Large Trader Reporting Rules Eff 10-3-11


DCarsonCPA.com we follow Regulations at the intersection of Accounting, Reporting, Taxation, Compliance and other needs. We also follow FASB Accounting Standards Codifications (US GAAP), IASB IFRS, OCBOA, Finance, Technology, Tax Laws and more to best support Client needs both for current reporting and better participation in the active dialogue about Regulations and Standards that pertain to Accounting and Reporting on the road ahead. Our Client's interests are our interests and we value the Art of Client Service - we are here to assist Businesses, Non-Profits and Individuals. Reach us at info@dcarsoncpa.com