TFOG 7/25/12 - SEC Final Rule
As corrected by the SEC Review of Security Based Swaps....
2012-17985
DCarsonCPA.com for Financial Decision Makers in Government, Industry, Non Profit and Individual roles. Following the lines of updates to meet Clients with needs on corresponding services for Accounting, Taxes, Advisory, Compliance, Research, Analysis and more.
Learn more at www.dcarsoncpa.com or inquire at info@dcarsoncpa.com .
Showing posts with label SEC. Show all posts
Showing posts with label SEC. Show all posts
Wednesday, July 25, 2012
Friday, February 3, 2012
Updates on the Key Points
The Key Points is Our Blog following Policy and Standard updates on the National Level, at times we update the Blog Daily for New Rules and Standards, other times we will group them and periodically update. In either event the purpose is to communicate the point that we are following the Broad Spectrum of Updates that can impact your Financials and related Reporting.
Our Practice values compliance and knowing where to go in the Standards for diverse needs when facing different lines of Business or Elements of Accounting. Our role is flexible, powered by hands on experience and research, we are adaptable and can readily change focus to the points that correspond to your Business wether focused on SEC, FINRA, Taxes, Labor, Pension or other needs there are many points of intersection between the Standards of Accounting under GAAP and other needs of Compliance under US Law. We make it a point to be adapt in connecting these points for better support and Compliance. This is also because we seek the opportunity to support Attorneys on corresponding needs for Litigation and Case Work in areas ranging from Bankriptcy to Securities Law to other elements on Expert Testimony.
As a practice built from Hands on Experience in ownership of Operating Financials and Audit we carry the dual perspective of the operational, analytical and reporting elements of your Accounting. We add value for analysis and strength for compliance.
DCarsonCPA.com working for Clients, connecting the line on Decision Making for Government, Industry, Business, Non Profit and Individual Financials. Call us to connect on your needs for Services or interests in where we can assist.
Our Practice values compliance and knowing where to go in the Standards for diverse needs when facing different lines of Business or Elements of Accounting. Our role is flexible, powered by hands on experience and research, we are adaptable and can readily change focus to the points that correspond to your Business wether focused on SEC, FINRA, Taxes, Labor, Pension or other needs there are many points of intersection between the Standards of Accounting under GAAP and other needs of Compliance under US Law. We make it a point to be adapt in connecting these points for better support and Compliance. This is also because we seek the opportunity to support Attorneys on corresponding needs for Litigation and Case Work in areas ranging from Bankriptcy to Securities Law to other elements on Expert Testimony.
As a practice built from Hands on Experience in ownership of Operating Financials and Audit we carry the dual perspective of the operational, analytical and reporting elements of your Accounting. We add value for analysis and strength for compliance.
DCarsonCPA.com working for Clients, connecting the line on Decision Making for Government, Industry, Business, Non Profit and Individual Financials. Call us to connect on your needs for Services or interests in where we can assist.
Monday, October 24, 2011
TFOG - Today from Our Government - SEC Proposed Rule on Swap Dealer Registration, IRS Proposed Rule Consolidated Net Unrealized Built-in Gain or Loss under § 1502 IRC, New Medicare Rule & Proposed Rules and more.
TFOG - Today from Our Government:
A Sample of Key Relevant Relevant Financial Driven or Oriented events in Our Government as Proposed Rule from the SEC on Swap Dealer and Major Participant Registration, IRS Proposed Rule (Redetermination of the Consolidated Net Unrealized Built-in Gain or Loss under § 1502 IRC ) and Request for Applications at the IRS re: Non Profits and Government Advisory Committee, Final Rules and Proposed Rules impact the Healthcare Industry at Health and Human Services corespondent to Medicare and Medicaid, and a sample notification of Bank Holding Companies activities under the Bank Holding Company Act of 1955 covering Formations, Acquisitions and Mergers.
at the SEC:
Proposed Rule Open for Comments through 12/19/11 on Registration of Security Based Swap Dealers and Major Security Based Swap Participants.
at the IRS:
Notice of Proposed Rule Open for Comments for request for Public Hearing through through 1/23/12 on Redetermination of the Consolidated Net Unrealized Built-in Gain or Loss. under § 1502 of the IRC.
Request for Applications for the Advisory Committee on Tax Exempt and Government Entities.
at Health and Human Services / Medicare:
Final Rule - Medicare Program, Changes to the Ambulatory Surgical Centers Patient Rights, Conditions for Coverage. Iss 10-24-11 eff 12-23-11
Proposed Rule - Medicare and Medicaid Programs. Reform of Hospital and Critical Access Hospital Conditions of Participation. Open for Comment through 12/23/11 - see details below.
Proposed Rule - Medicare and Medicaid Reform, Regulatory Provisions to Promote Program Efficiency, Transparency and Burden Reduction. Open for Comment through 12/23/11 - details below.
at FRS:
10-24-11 Notice - Formations of, Acquisitions by, and Mergers of Bank Holding Companies under
the Bank Holding Company Act of 1955, 12 CFR Part 225, 12 U.S.C. 1841et. seq.
Note: As always refresh within doc windows to reload if any text or formatting issues to clarify Documents text below and read.
10-24-11 SEC Proposed Rule Regulation of Security-Based Swap Dealers and Major Serurity Based Swap Particip...
10-24-11 IRS Proposed Rule
10-24-11 IRS Request for Nominations Tax Exempt and Government Advisory
10-24-11 New Rule Medicare
10-24-11 Proposed Rule Medicare
10-24-11 Proposed Rule Medicare Burden
Notice 10-24-11 FRS Formations of, Aqcquisitions Of
DCarsonCPA.com the Practice of Dean T. Carson II, CPA using wide ranging abilities with Research to better connect Financial Decision Makers in Government, Industry, Business, Non Profit and Individual roles we are here to support your Business, Non Profit and Individual needs on Accounting, Operations, Management and Financial Reporting, Analysis, Advisory and much more. Learn more at http://www.dcarsoncpa.com/ or reach out to us at info@dcarsoncpa.com .
A Sample of Key Relevant Relevant Financial Driven or Oriented events in Our Government as Proposed Rule from the SEC on Swap Dealer and Major Participant Registration, IRS Proposed Rule (Redetermination of the Consolidated Net Unrealized Built-in Gain or Loss under § 1502 IRC ) and Request for Applications at the IRS re: Non Profits and Government Advisory Committee, Final Rules and Proposed Rules impact the Healthcare Industry at Health and Human Services corespondent to Medicare and Medicaid, and a sample notification of Bank Holding Companies activities under the Bank Holding Company Act of 1955 covering Formations, Acquisitions and Mergers.
at the SEC:
Proposed Rule Open for Comments through 12/19/11 on Registration of Security Based Swap Dealers and Major Security Based Swap Participants.
at the IRS:
Notice of Proposed Rule Open for Comments for request for Public Hearing through through 1/23/12 on Redetermination of the Consolidated Net Unrealized Built-in Gain or Loss. under § 1502 of the IRC.
Request for Applications for the Advisory Committee on Tax Exempt and Government Entities.
at Health and Human Services / Medicare:
Final Rule - Medicare Program, Changes to the Ambulatory Surgical Centers Patient Rights, Conditions for Coverage. Iss 10-24-11 eff 12-23-11
Proposed Rule - Medicare and Medicaid Programs. Reform of Hospital and Critical Access Hospital Conditions of Participation. Open for Comment through 12/23/11 - see details below.
Proposed Rule - Medicare and Medicaid Reform, Regulatory Provisions to Promote Program Efficiency, Transparency and Burden Reduction. Open for Comment through 12/23/11 - details below.
at FRS:
10-24-11 Notice - Formations of, Acquisitions by, and Mergers of Bank Holding Companies under
the Bank Holding Company Act of 1955, 12 CFR Part 225, 12 U.S.C. 1841et. seq.
Note: As always refresh within doc windows to reload if any text or formatting issues to clarify Documents text below and read.
10-24-11 SEC Proposed Rule Regulation of Security-Based Swap Dealers and Major Serurity Based Swap Particip...
10-24-11 IRS Proposed Rule
10-24-11 IRS Request for Nominations Tax Exempt and Government Advisory
10-24-11 New Rule Medicare
10-24-11 Proposed Rule Medicare
10-24-11 Proposed Rule Medicare Burden
Notice 10-24-11 FRS Formations of, Aqcquisitions Of
DCarsonCPA.com the Practice of Dean T. Carson II, CPA using wide ranging abilities with Research to better connect Financial Decision Makers in Government, Industry, Business, Non Profit and Individual roles we are here to support your Business, Non Profit and Individual needs on Accounting, Operations, Management and Financial Reporting, Analysis, Advisory and much more. Learn more at http://www.dcarsoncpa.com/ or reach out to us at info@dcarsoncpa.com .
Friday, September 30, 2011
Connecting to the State Lines, NY, CT and more with time.
The Key Points (this Blog) is Our National Level blog focused on the Accounting, Tax, Regulatory and other Issues in GAAP, IFRS, OCBOA, the IRC, SEC and FINRA rules, Bank Laws, National Governance and more which pertain to Interstate and National Issues. In order that you can meet us inside the State Lines join us at the DCarsonCPA.blog (Our NY Focused Blog) and the Oak Lines (Our Connecticut Focused Blog). We will be adding more with time but these lines as extended by twitter provide helpful insight to those with related interests.
We are also following other state lines like Texas, California, and Illinois and more in similar ways and you can find this information more on the Facebook and Twitter end of the spectrum, frequently where the National and the State Lines connect.
DCarsonCPA.com we use experience, knowledge, research and alliances to support Client needs and look to support your needs on Traditional and Strategic CPA Services. In a time of increasing regulation, when we rely more on technology and where efficiency with depth becomes more and more important we are here to assist Business, Non Profit and Individual needs with the key Values of Clients Services, Experience, Continual Improvement, and Knowledge. For more information connect with us at info@dcarsoncpa.com
We are also following other state lines like Texas, California, and Illinois and more in similar ways and you can find this information more on the Facebook and Twitter end of the spectrum, frequently where the National and the State Lines connect.
DCarsonCPA.com we use experience, knowledge, research and alliances to support Client needs and look to support your needs on Traditional and Strategic CPA Services. In a time of increasing regulation, when we rely more on technology and where efficiency with depth becomes more and more important we are here to assist Business, Non Profit and Individual needs with the key Values of Clients Services, Experience, Continual Improvement, and Knowledge. For more information connect with us at info@dcarsoncpa.com
Thursday, September 29, 2011
SEC Rules from Dodd-Franks Large Trader Rules, Final Rule Iss 8-3-11, Eff 10-3-11
Watching Dodd-Franks Final Rules, here is SEC Final Rule on Large Trader's as issued on 8/3/11 and Effective at 10/3/11. Re: Broker-Dealers
Note: If the Document below appears with symbols simply refresh within the browser to clarify as text.
SEC Large Trader Reporting Rules Eff 10-3-11
DCarsonCPA.com we follow Regulations at the intersection of Accounting, Reporting, Taxation, Compliance and other needs. We also follow FASB Accounting Standards Codifications (US GAAP), IASB IFRS, OCBOA, Finance, Technology, Tax Laws and more to best support Client needs both for current reporting and better participation in the active dialogue about Regulations and Standards that pertain to Accounting and Reporting on the road ahead. Our Client's interests are our interests and we value the Art of Client Service - we are here to assist Businesses, Non-Profits and Individuals. Reach us at info@dcarsoncpa.com
Note: If the Document below appears with symbols simply refresh within the browser to clarify as text.
SEC Large Trader Reporting Rules Eff 10-3-11
DCarsonCPA.com we follow Regulations at the intersection of Accounting, Reporting, Taxation, Compliance and other needs. We also follow FASB Accounting Standards Codifications (US GAAP), IASB IFRS, OCBOA, Finance, Technology, Tax Laws and more to best support Client needs both for current reporting and better participation in the active dialogue about Regulations and Standards that pertain to Accounting and Reporting on the road ahead. Our Client's interests are our interests and we value the Art of Client Service - we are here to assist Businesses, Non-Profits and Individuals. Reach us at info@dcarsoncpa.com
Tuesday, September 27, 2011
Following evolutions in Rules as the SEC adopts (comparatively new) FASB ASCs.
The way that our Laws and Rules work are not to much different then computer programming under C++, VB or other programming Languages. First we identify a property, introduce the principle to the Code and then we incorporate it by reference to Rule of Law. It's the exact same process to bring FASB ASC to SEC Rules this is fun to watch as FASB ASC was a great evolution in the ready portability of GAAP that is opening the way for innovation in other areas. In a soon to follow entry we will discuss this more. In the meantime we introduce to you recent SEC Rules adopting FASB ASC by rescinding and revising certain provisions of SEC SABs (Staff Accounting Bulletins) to more thoroughly incorporate FASB ASC. For your reviewing interest and in greater appreciation of FASB ASC as a monumental evolution in GAAP we are also providing you with a reference to the initial SEC Rule incorporating FASB ASC eff at 9-25-09 (an eon ago in this Economy, but not really all that long ago in the evolution of GAAP and SEC Rules).
Notes:
FASB ASC was the evolution of US GAAP from Standards to Codification in a more readily usable format, A favorable evolution in GAAP that cam from consideration of IFRS Convergence.
SEC SABs pertain to SEC Accounting, they are Staff Accounting Bulletins, the Accounting Guidelines for Accounting at the SEC as we understand it. Other Rules deal with the Regulated Entities, this Rule set is about actual Accounting work at the SEC.
We shared this out of appreciation for the evolutions in GAAP under FASB ASC and the interest of observing how GAAP becomes incorporated in US Regulation. We hope you enjoy following with us where GAAP meets Regulatory Accounting under SEC Rules in this case and in other areas like Tax Law, Employment Law, Pensions and more to follow.
** Remember to Refresh Page if you are seeing symbols in the Text Below for best results refresh within the screen **
Below please find:
SEC revises / rescinds elements of SABs to conform to GAAP eff 3/28/11.
SEC Revises and Rescinds Portions of SABs to Conform With GAAP via FASB ASC Eff 3-28-11
Original SEC Rule to incorporate FASB ASCs as a basis of Accounting eff 9/29/09.
Sec Accepts Fasb Asc Eff 9-25-09
Notes:
FASB ASC was the evolution of US GAAP from Standards to Codification in a more readily usable format, A favorable evolution in GAAP that cam from consideration of IFRS Convergence.
SEC SABs pertain to SEC Accounting, they are Staff Accounting Bulletins, the Accounting Guidelines for Accounting at the SEC as we understand it. Other Rules deal with the Regulated Entities, this Rule set is about actual Accounting work at the SEC.
We shared this out of appreciation for the evolutions in GAAP under FASB ASC and the interest of observing how GAAP becomes incorporated in US Regulation. We hope you enjoy following with us where GAAP meets Regulatory Accounting under SEC Rules in this case and in other areas like Tax Law, Employment Law, Pensions and more to follow.
** Remember to Refresh Page if you are seeing symbols in the Text Below for best results refresh within the screen **
Below please find:
SEC revises / rescinds elements of SABs to conform to GAAP eff 3/28/11.
SEC Revises and Rescinds Portions of SABs to Conform With GAAP via FASB ASC Eff 3-28-11
Original SEC Rule to incorporate FASB ASCs as a basis of Accounting eff 9/29/09.
Sec Accepts Fasb Asc Eff 9-25-09
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