TFOG 4/19/12 Treasury / IRS Rulemaking, SBA, SEC + SROs in overview

TFOG- 4/19/12 - a scan of some of the Rules Today from Our Government with Impact on Financials:



Treasury / IRS - Final Rule - Guidance on Reporting Interest to Non Resident Aliens

2012-9520



Treasury / IRS - Prop Rule - Examples of Program Related Investments:


2012-9468


Small Business Administration - Final Rule - Small Business Investment Companies - Energy Saving Qualified Investments


2012-9454



From the SEC on SROs in overview:

Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Pages 23521-23524 [FR DOC# 2012-9404]		|
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees
Pages 23528-23531 [FR DOC# 2012-9406]		|
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(4) To Make Passive Liquidity Orders in Exchange-Listed Securities Available to All Users, Regardless of Whether a Lead Market Maker Is Assigned to the Security
Pages 23534-23536 [FR DOC# 2012-9409]
Self-Regulatory Organizations; Proposed Rule Changes:
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions
Pages 23524-23527 [FR DOC# 2012-9405]		|
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014
Pages 23531-23532 [FR DOC# 2012-9407]		|
Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its “List of Equities Rule Violations and Fines Applicable Thereto”
Pages 23532-23534 [FR DOC# 2012-9408]		|
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(t) To Provide for Limit-on-Open Orders and Market-on-Open Orders
Pages 23536-23538 [FR DOC# 2012-9410] DCarsonCPA.com following Government Rules and Industry Standards to follow your needs in your line of Business where you meet Regulations and corresponding Accounting, Tax, Financial, Compliance and Regulatory Reporting needs. We support Businesses, Non Profits and Individuals with related Client Services with Efficiency and Dedication to Client Services. We also are pleased to provide related Research Services. Reach us at info@dcarsoncpa.com .