TFOG 4/19/12 Treasury / IRS Rulemaking, SBA, SEC + SROs in overview

TFOG- 4/19/12 - a scan of some of the Rules Today from Our Government with Impact on Financials:



Treasury / IRS - Final Rule - Guidance on Reporting Interest to Non Resident Aliens

2012-9520



Treasury / IRS - Prop Rule - Examples of Program Related Investments:


2012-9468


Small Business Administration - Final Rule - Small Business Investment Companies - Energy Saving Qualified Investments


2012-9454



From the SEC on SROs in overview:

Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Qualified Contingent Cross Orders
Pages 23521-23524 [FR DOC# 2012-9404]		|
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Option Fees
Pages 23528-23531 [FR DOC# 2012-9406]		|
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(4) To Make Passive Liquidity Orders in Exchange-Listed Securities Available to All Users, Regardless of Whether a Lead Market Maker Is Assigned to the Security
Pages 23534-23536 [FR DOC# 2012-9409]
Self-Regulatory Organizations; Proposed Rule Changes:
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions
Pages 23524-23527 [FR DOC# 2012-9405]		|
Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1014
Pages 23531-23532 [FR DOC# 2012-9407]		|
Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of a Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its “List of Equities Rule Violations and Fines Applicable Thereto”
Pages 23532-23534 [FR DOC# 2012-9408]		|
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(t) To Provide for Limit-on-Open Orders and Market-on-Open Orders
Pages 23536-23538 [FR DOC# 2012-9410] DCarsonCPA.com following Government Rules and Industry Standards to follow your needs in your line of Business where you meet Regulations and corresponding Accounting, Tax, Financial, Compliance and Regulatory Reporting needs. We support Businesses, Non Profits and Individuals with related Client Services with Efficiency and Dedication to Client Services. We also are pleased to provide related Research Services. Reach us at info@dcarsoncpa.com .

TFOG Treasury Notice of Rulemaking Prop Trading + Hedge Funds / Private Equity Funds, Notices: IRS CDFIF - New Markets Tax Credit, CDFIF - Funding Available (NOFA), FUTA / SUTA, Trademark Manual of Examining Procedure

Today from Our Government on the Rule Making that impacts Business, Non Profits and/or Individuals:

Treasury:

11-7-11 FDIC Notice of  Proposed Rule Making on Proprietary Trading, Hedge Funds and Private Equity

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With,Hedge Funds and Private Equity Funds.

DATES:
All Comments by 1/13/12


IRS & CDFIF - Request for Comments Notice: New Markets Tax Credit

This notice invites comments from the public regarding the New Markets Tax Credit (NMTC) Program,which is jointly administered by theCommunity Development FinancialInstitutions Fund (CDFI Fund) and theInternal Revenue Service (IRS). Allmaterials submitted will be available forpublic inspection and copying.

DATES: All comments and submissions must be received by February 6, 2012

Notice of Funds Availability (NOFA): Community Development Financial Institutions Fund Funds Availability

Inviting Applications for the Community Development Financial Institutions (CDFI) Program FY 2012 Funding Round (the FY 2012 Funding Round)

Federal-State Unemployment Compensation Program Notice:

Certifications for 2011 Under the Federal Unemployment Tax Act

Dept of Commerce:Patent and Trademark Office Notice:

[Docket No. PTO–T–2011–0063]
Trademark Manual of Examining Procedure, Eighth Edition


You can find out more by connecting with ALL of these announcements below.
Note: Additional Notes of interest on Health and Financial Allocations for Mass Transit were released that are of interest to NYC, CT and other locations but will be covered separately. This post focused on Financial Markets.

Presentation Note: if the documents below should appear with format or text issues, refressh within browser to reload and clear issues.





11-7-11 FDIC Notice of Rule Making Prop Trading, Hedge Funds and Private Equity




11-7-11 DOTreas Req for Comment Fund New Markets Tax Credit Program




11-7-11 DoTr Community Development Financial Institutions Fund / Funds Availability (NOFA)



11-7-11 FUTA Notice



11-7-11 PTO Trademark Manual of Examining Procedure, Eighth Edition




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TFOG: IRS Rulemaking - A Correction to Timely Mailing as Timely Filing Eff 10-11-11 and a New IRS Rule Proposal for Penalties for Preparers under § 6695

Checking in with IRS Rule Making Today we find 2 new updates:

1. A Correction to Timely Preparing Treated as Timely Filing as originaly issued at 8-23-11 now corrected effective 10-11-2011.

2. New IRS Rule Proposal open for Comment through November 10, 2011 as Penalties for Tax Preparers under § 6695, your opportunity to productively interact with IRS Rule Making. This proposal pertains to changes to Due Diligence requirements on the Earned Income Tax Credit.

Note: In the event that the below docs should load with symbols, you can clear to text by simply entering the doc window and refreshing your browser. Some Formatting issues have been observed in the proposed rule under § 6695 so if you can't read it here - follow the header link for a clearer read.


IRS Correction to Timely Mailing Treated as Timely Filing Iss + Eff 10-11-11




IRS Proposed Rule on Penalities for Preparers under § 6695 comments due by Nov 10 2011


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TFOG - 3 New IRS Rules via corrections to Implementation of Form 990 + "Timely Mailing"

TFOG: Today from Our Government (Focused on Accoutning, Taxes and Compliance primarily) we have 3 New IRS Rules - they are IRS Corrections to Implementation of Form 990 Issued 10-6-11 and Effective 9-8-11 and IRS correction to Timely Mailing as Timely Filing Iss + Eff 10-6-11.

Note: If Docs should appear with any symbols, simply enter doc window and refresh to reload and clear to text.

IRS Corrections to Implementation to Form 990 Filing Iss 10-6 +Eff 9-8-11 (2 New Rules via IRS Corrections)


IRS Correction to Timely Filing Treated as Effective Filing Iss+Eff 10-6-11

DCarsonCPA.com your Solution set for Traditional and Strategic Business, Non Profit and Individual Accounting, Taxes, Compliance, Advisory and more connecting the line between Government, Industry, Businesses, Non Profits and Individuals. Find more information at http://www.dcarsoncpa.com/ or reach us at info@dcarsoncpa.com we look forward to speaking with you about your needs on services.