USC Title 15 Commerce and Trade Ch 2D Investment Companies and Advisers

The Asset Mangement Industry, specifically Investment Companies and Investment Advisers each covered under corresponding SEC Acts in the 1940s, can find their Legal Basis in US Code under Title 15 Commerce and Trade in CH 2D - Investment Companies and Advisors which provides significant guidance to the formation and operation of these entities, including penalties for the places where operations may not be in keeping with the Code. We are early in the review process of the Full Range of USC Title 15 so there is more to discuss on the matter from the viewpoint of the Compliance End where we can add value through knowledge of source laws in addition to GAAP.

We posses wide ranging specific Accounting, Reporting and Controlling driven expertise from Asset Management, Investment Banking and Financial Services at Large, we encourage you to call on us for your corresponding needs for Accounting, Taxation, Reporting, Advisory, Compliance and other related needs in expertise. You can find us at http://www.dcarsoncpa.com/ . We will continue to build out our discussions on the Asset Management business to be sure that you are aware that we are here for you on related CPA Services and Business Consulting. In the meantime be advised that while we are focusing on USC Title 15 as the Legal Source for the SEC Acts 40 on Investment Companies here, our mainstream guidance on the Accounting end is based on hands on experience.

Our Investment Management experience that includes several rounds of Investment Company Audits, SEC Audits, Financial Accounting, Operational Accounting, Financial Reporting, International Reporting and more in key Management Accounting roles in the Asset Management LOB. We draw upon further authoritative guidance from the SEC Acts, FASB and IFRS on Accounting and Financial Reporting that is non-compliance driven, AICPA Technical support and lastly progressive workflow with NYSSA Classes on Portfolio Management track knowledge on Products - Bonds, Equities,Options, Yield Curves, Pricing, Time Value Money, Discounting, Market Theories, Economics, Analytics, Statistics and more. All of which enhances our ability to support Asset Management and other Investment Banking Businesses. When you add the extra Portfolio Management focused knowledge to the existant hands on expertise over the years in the Investment Management Industry, we make a smart choice for a Business Partner on CPA Services and Business Consulting with the experience of having been on the operations side in leading roles.